Transforming Financial Services Seminar in New York

The event provides a unique opportunity to hear the most up-to-date issues directly from industry leaders and business experts across the financial services space relating to business disruption regulation, technology, and risk management and how it impacts the way you do business. It will offer an environment for industry leaders and like-minded professionals to connect and share ideas.

The Future of Financial Services: Transforming an Industry

Focus on Compliance. With the upcoming changes in the regulatory landscape, recent landmark cases regarding insider trading, money laundering, and corporate fraud, it is important for businesses and board members to be on the forefront to minimize compliance issues that implicate your staff and business. Hear from industry experts on the latest corporate governance, compliance considerations, forensic accounting, and best practices.

Meet our Keynote Speaker

TOM HARDIN, CEO. Tipper X Advisors, LLC

"It is one of the biggest mysteries on Wall Street: Who is Tipper X, the secret witness at the center of the biggest insider-trading case in a generation?" -- New York Times, January 12, 2010

Click here to read Tom Hardin's bio.

Venue

3 West Club3 West 51st Street

Grand Ballroom - 2nd Floor

New York, NY 10019

Date and Time

Thursday, October 19, 2017

5:00 - 8:30pm EDT

Agenda

5:00pm – 6:00pm: Networking Reception

6:00pm – 8:00pm Panel: Corporate governance and compliance; Keynote address

8:00pm – 8:30pm : Networking Reception

REGISTER NOW