Transforming Financial Services Seminar in New York
Transforming Financial Services Seminar
The event provides a unique opportunity to hear the most up-to-date issues directly from industry leaders and business experts across the financial services space relating to business disruption regulation, technology, and risk management and how it impacts the way you do business. It will offer an environment for industry leaders and like-minded professionals to connect and share ideas.
The Future of Financial Services: Transforming an Industry
Focus on Compliance. With the upcoming changes in the regulatory landscape, recent landmark cases regarding insider trading, money laundering, and corporate fraud, it is important for businesses and board members to be on the forefront to minimize compliance issues that implicate your staff and business. Hear from industry experts on the latest corporate governance, compliance considerations, forensic accounting, and best practices.
Meet our Keynote Speaker
TOM HARDIN, CEO. Tipper X Advisors, LLC
"It is one of the biggest mysteries on Wall Street: Who is Tipper X, the secret witness at the center of the biggest insider-trading case in a generation?" -- New York Times, January 12, 2010
Click here to read Tom Hardin's bio.
3 West Club3 West 51st Street
Grand Ballroom - 2nd Floor
New York, NY 10019
Date and Time
Thursday, October 19, 2017
5:00 - 8:30pm EDT
5:00pm – 6:00pm: Networking Reception
6:00pm – 8:00pm Panel: Corporate governance and compliance; Keynote address
8:00pm – 8:30pm : Networking Reception